Ben Rogers
Head of Investment Risk at Wells Fargo
- Role
- Head of Investment Risk, Wealth & Investment Management at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Ben Rogers
Experienced Head of Market Risk with over 20 years of experience working in the financial services industry. Strong leader with in-depth knowledge of Market Risk, Volcker, FRTB, Capital Markets, and CCAR. Recently transitioned within Wells Fargo to oversee Investment Risk in Wealth and Investment Management (WIM).
Experience
Head of Investment Risk, Wealth & Investment Management
Aug 2019 — Present · Charlotte, NC, US
Executive leader responsible for investment risk across WIM with a focus on business products and services that offer investment discretion within Trust Services and the Wells Fargo Advisors (WFA) Financial Advisor Directed (WFA FA-Directed) program. Responsibilities include:• Comparing managed client portfolios with target portfolios that are either benchmarks and/or model portfolios.• Performing analysis, research, and due diligence related to investment portfolios in the WFA FA-Directed program.• Measuring and monitoring various risk metrics and qualitative factors to confirm that investment products are within the appropriate range relative to their benchmark.• Responsible for Trust Services investment risk activities including portfolio management controls, alternative asset support, Private Wealth Management trading desk controls, and Bank affiliate/product oversight.• Hedging market risk associated with Wells Fargo’s deferred compensation programs.
Skills
- Ccar
- Banking
- Risk Management
- Market Risk
- Financial Accounting
- Dodd-Frank
- Basel Iii
- Derivatives
- Capital Markets
- Basel Ii
- Finance
- Fixed Income
- Cva
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