Pooja Saraf
Compliance Analyst
- Role
- Compliance Analyst at ACA Group
- Location
- Pune Division, MH, IN
- LinkedIn followers
- 500 followers
Experience
Compliance Analyst
Aug 2023 — Present · Pune, IN
Content compliance check of Marketing collateral, specifically for Mutual funds, ETFs which include documents that are created with an intent of making a sale including but not limited to RFXs, sales presentations, white papers, infographics, and others. Ensure that documents/content is conforming to the content compliance policy by US Regulatory bodies and other required parties.Understanding the requirement of various disclosures and disclaimers in different collaterals and adding the same. Ensure speed, quality and compliance in all the marketing collateral before being shared externally to clients/public
Education
Sinhgad Business School
Master of Business Administration, Marketing
Kendriya Vidyalaya
Higher Secoundary Education, Mathematics and Computer Science, Physics, Chemistry, English
2004 — 2012
Savitribai Phule Pune University
Master of Business Administration - MBA, Marketing
2017 — 2019
Kendriya Vidyalaya
SSC & HSC
Sushila Devi Bansal College - BGI Indore
Bachelor of Engineering, Computational Science
Sushila Devi Bansal College of Technology
Bachelor of Engineering (B.E.), Computer Science
2012 — 2016
Skills
- Windows
- Graphic Design
- Leadership
- Dbms
- Html
- Core Java
- C++
- Java
- Microsoft Word
- Team Leadership
- Javascript
- Team Management
- Php
- Xml
- Management
- Microsoft Sql Server
- Codeigniter
- Jquery
- Sql
- C
- Mysql
- Css
- Microsoft Office
- J2ee
- Microsoft Excel
- Powerpoint
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