Barry Oreilly
Supervision and Development Consultant @M&G
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WORK HISTORY
Supervision and Development Consultant @M&G
London, GB
EDUCATION
CIA
Full Financial Planning Certificate
Highams Park School, London E4
8 GSCEs
CIA
Level 4 Diploma, including JO7 (Supervision module)
CeMap
Mortgage Certificate
ABOUT BARRY OREILLY
As a compliance professional with over 25 years’ experience in financial services, I represent Quilter Financial Planning; a financial services network which offers support, training and products to over financial advisers. I limit the company’s exposure to risk by assessing the competency of advisers/firms and ensuring they have in place robust systems and controls.Experienced in:• Supervision & oversight• Treating Customers Fairly (TCF)• Know Your Customer (KYC)• Risk mitigation• Anti-money laundering/mortgage fraud• Ensuring good customer outcomes• Supporting new advisers to reach competency statusCIA Level 4 Diploma, full Financial Planning Certificate and CeMap certified.
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