Stephen Bard
Managing Director, Marketing Chief Compliance Officer Wells Fargo Wealth & Investment Management
- Role
- Managing Director, Marketing Chief Compliance Officer Wells Fargo Wealth & Investment Management at Wells Fargo
- Location
- Maryville, IL, US
- LinkedIn followers
- 500 followers
About Stephen Bard
An Industry thought leader and subject matter expert on impact of social media within…
Experience
Managing Director, Marketing Chief Compliance Officer Wells Fargo Wealth & Investment Management
Sep 2015 — Present · St. Louis, MO, US
Provides advice and counsel to Wells Fargo\'s Wealth and Investment Management’s social media and communications compliance strategy, while identifying opportunities, and implementing strategic changes to enhance our program, and protect our brand and our team members. Wells Fargo Wealth and Investment Management (WIM) is a division within Wells Fargo & Company. WIM provides financial products and services through various banking and brokerage affiliates of Wells Fargo & Company.
Skills
- Financial Services
- Series 7
- Financial Risk
- Asset Management
- Strategic Leadership
- Series 8 (9/10)
- Investments
- Alternative Investments
- Presenter
- Mutual Funds
- Risk Management
- Wealth Management
- Series 63
- Marketing
- Corporate Communications
- Securities Regulation
- Securities
- Management
- Investment Advisor Compliance
- Series 24
- Marketing Review
- Social Media
- Finra
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.