Barbara Falero
- Role
- Chief Compliance and Ethics Officer at Credicorp
- Location
- Miami, FL, US
- LinkedIn followers
- 500 followers
About Barbara Falero
Chief Compliance Officer | Global Risk & Regulatory Strategy | Modernizing Compliance in…
Experience
Chief Compliance and Ethics Officer
Jan 2008 — Present
Attained a pivotal role reporting directly to the Board of Directors. Define the strategic direction and lead execution of global, regional and local compliance initiatives across business units (private banking, investments, mutual funds, insurance and pension funds) and countries (US, Bolivia, Cayman Islands, Chile, Colombia and Peru). Focus on BSA/AML compliance in addition to other international and US regulations: OFAC, FATCA, FCPA, Dodd Frank, ethics and insider trading. Built on exceptional success in Miami to provide guidance as trusted advisor/partner to all business units, managing risk and implementing internal controls. Redirected focus from only BSA/AML compliance to an enterprise-wide full regulatory compliance program centralized at the head office, strengthening reputational risk management. Support business units in performing risk assessments on new products/services. Defined and executed a scalable, centralized, standardized, full-spectrum regulatory compliance program for 500+ US and international regulations cascaded companywide to improve risk management. • Attained employee satisfaction ratings 90% higher than average while recruiting and coaching a pool of top internal candidates for highly-visible, highly-coveted corporate compliance roles. • Transformed the Compliance team from a traditional operational model to multidisciplinary teams or squads that work independently, aligned to the objectives and key results defined by the division, thus increasing efficiency and time to market on regulatory projects that impact the business units. • Achieved acclaim from regulators in all six countries as the benchmark for excellence through multiple strategies including bridging communication silos and increasing automation for 360-degree view of clients.
Education
St. Thomas University
Master of Business Administration (MBA), Finance, General
1999
Florida International University
Bachelor of Arts (BA), Finance
1991 — 1995
Skills
- Bolivia Banking Regulations
- Investments
- Colombia Banking Regulations
- Certified Anti-Money Laundering Specialist
- Pension Funds
- Internal Audit
- Fcpa
- Us Banking Regulations
- Banking Law
- Mutual Funds
- Standards Compliance
- Criminal Investigations
- Banking Regulators
- Federal Compliance
- Chile Banking Compliance
- International Banking Compliance
- Regulatory Compliance
- Ofac
- Compliance Executive
- Ethics
- Peru Banking Regulations
- International Banking Regulations
- Cams
- Aml
- Private Banking
- Scalable Compliance Programs
- Dodd Frank
- Us Banking Regulatory Compliance
- Anti Money Laundering
- Bank Secrecy Act
- Federal Reserve Experience
- Financial Regulation
- Risk Management
- Cayman Islands Banking Regulations
- Insurance
- Federal Banking Regulatory Compliance
- Fatca
- Risk Assessment
- Latin America Banking Regulations
- Negotiation
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