Bao Nguyen
Kaufman Rossin
Boca Raton, FL, US
EMAILS
b••••••@kaufmanrossin.com
MOBILE NUMBERS
+15•••••••80
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WORK HISTORY
Present
@Kaufman Rossin
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EDUCATION
2010
Florida Atlantic University
Master of Business Administration (MBA), Business Administration and Management, General
2004
Florida Atlantic University
Bachelor's Degree, Finance and Marketing
N/A
The Wharton School
Certified Regulatory and Compliance Professional (CRCP)
SKILLS
FinraDue DiligenceHedge Fund ComplianceUniform Combined State LawMergers & AcquisitionsFinancial AnalysisFinancial ServicesForeign Finder Due DiligenceAmlSeries 7Anti-Money LaunderingAnti Money LaunderingSecuritiesInvestmentsBroker-Dealer ComplianceSeries 24Finra ComplianceInternal AuditTradingFinanceFixed IncomeHedge FundsMutual FundsSeries 66Financial RiskInvestment AdvisoryRisk ManagementInvestment Advisor Compliance
ABOUT BAO NGUYEN
As a Principal at Kaufman Rossin with over 20 years of experience in compliance and…
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