Bakkiyaraj Kanthimathi Malamuthu

About Bakkiyaraj Kanthimathi Malamuthu

Financial Crimes and Capital Markets Compliance SME with 20 years of expertise in BSA/Anti-Money Laundering, Trading Compliance, and Brokerage Compliance, and Employee Surveillance. Expertise with a proprietary transaction monitoring platform, such as Actimize, Oracle FCCM (previously Mantas). Strong Client partner to C-level/C-level Reporting Executives to help strategize build versus buy choice, establish and implement product roadmap; Multi-million dollars saved in solutions for clients – Example: Deliver Business value adds by proposing implementation of Low Code, No Code platforms, customizable/ configurable Frameworks, process automation solutions etc. Substantial expertise administering AML/Trade Surveillance optimization programs across many lines of business to optimize transaction monitoring and Trade surveillance reports. To reduce any false-positive results Extensive experience implementing and managing BSA/AML/Trade Surveillance programs for global banks/financial institutions/broker-dealer firms across multiple lines of business, including Retail Banking, Capital Markets, Asset Management, Wealth Management, Correspondent and Private Banking. Extensive experience executing AML and Capital market transformation programs, Elicit/Develop Business capabilities, Data onboarding, Data migration strategy, identify program KRA/KRI, Quality Assurance/Model Validation, Tuning and Optimization, Model governance, Controls framework, and Enterprise data governance. Deep understanding of Capital Market / Retail banking asset classes and products. Deep expertise in DATA Onboarding, Data Migration, Data Model Functional Solutions - Equities, FI, Derivatives- listed and exotic, Wires, FX, ACH-IAT Competence to lead and construct diverse, high-performing teams in an environment that is dynamic and challenging. Demonstrated versatility in Business Solutioning and Architecture, Product Management, and Customer Engagement across leading Investment Banks, Retails Banks in US, UK and India. In-depth knowledge of Volcker, Dodd-Frank, MiFIDII / MiFIR/ MAR, AML CFRXX and the regulatory operations of trading venues

Experience

1. Vice President

   Morgan Stanley

   Sep 2023 — Present · New York, NY, US

   Functional & Agile Lead for AML Transformation initiatives of Segmentation, Client Scorecard, Solution Architecture of building blocks including Counterparty Library and Transformation of Transaction Monitoring System, Client Activity platform with Global Financial Crimes

Education

• St Pauls Matric Higher Secondary School, Neyveli

  Higher Secondary, Science and Mathematics

  1992 — 1999

• Madurai Kamaraj University

  BE IT, INFORMATION TECHNOLOGY

  1999 — 2003

• P.S.R Engineering College, Sivakasi - 626 140

  Bachelor of Engineering - BE, Information Technology

  1999 — 2003

Skills

• Integration
• Capital Markets
• Customer Relationship Management (Crm)
• Business Intelligence
• Agile Methodologies
• Sdlc
• Data Migration
• User Acceptance Testing
• Management
• Solution Architecture
• Project Management
• Analysis
• Perl
• Pre-Sales
• Etl
• Consulting
• Software Project Management
• Business Analysis
• Sql
• Software Development
• Scrum
• Requirements Gathering
• Software Development Life Cycle (Sdlc)
• Testing
• Investment Banking
• Databases
• Unix
• Derivatives
• Sybase
• Equities
• Pl/Sql
• Oracle
• Requirements Analysis