B. Enrique Lopez

Economist at U.S. Securities and Exchange Commission

Role: Economist, Division of Economic and Risk Analysis at U.S. Securities And Exchange Commission
Location: Miami, FL, US
LinkedIn followers: 500 followers

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About B. Enrique Lopez

My experience is in economic research and analysis within the private, non-profit, and…

Experience

Economist, Division of Economic and Risk Analysis
U.S. Securities And Exchange Commission
Jun 2016 — Present · New York, NY, US
Support broker dealer and investment advisor risk assessment modeling efforts in order to help prioritize examinations. This requires knowledge of reporting requirements, data collection efforts, predictive modeling techniques, random forest classifiers, and the ability to communicate across working groups.Provide data driven output to inquiries from around the agency concerning insider trading cases, risk modeling, broker dealer registrants, municipal bonds etc.Participate in Non-Bank Financial Intermediation Global Monitoring report. This report covers 29 member countries and coordinated by the Financial Stability Board (FSB) in order to promote the implementation of effective regulatory, supervisory and other financial sector policies.

Skills

Microsoft Office
Analysis
Database Admin
Economics
International Development
Stata
Government
Nonprofits
Economic Development
Statistics
Research
Econometrics
Macroeconomics
Data Analysis
Statistical Data Analysis
Economic Research

Contact information

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Work email
l•••••@sec.gov
Personal email
•••••@•••••.com
Direct dial
+12•••••••10

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Current company

U.S. Securities And Exchange Commission

Financial Services · 4.6K employees · Washington, District of Columbia, United States

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation\'s stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC\'s five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor\'s advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC\'s Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr

sec.gov

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About B. Enrique Lopez

Experience

Economist, Division of Economic and Risk Analysis

Skills

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