Avriti Jha
Senior Analyst | Market Surveillance | Financial Crime Compliance | Goldman Sachs
- Role
- Senior Compliance Analyst, Market Surveillance, Financial Crime Compliance at Goldman Sachs
- Location
- Bengaluru, IN
- LinkedIn followers
- 500 followers
About Avriti Jha
Results-driven compliance professional specializing in insider trading prevention and regulatory compliance with a demonstrated track record of implementing effective controls and safeguarding confidential information. Proficient in monitoring and analyzing trading activities, identifying suspicious patterns, and escalating such activities to regulatory authorities. Skilled in designing and executing comprehensive insider trading prevention programs, conducting thorough investigations and collaborating with cross-functional teams and senior management to ensure a culture of compliance to protect the organization’s reputation. With meticulous attention to detail and a proactive approach, I excel in analyzing complex compliance issues and providing practical solutions.
Experience
Senior Compliance Analyst, Market Surveillance, Financial Crime Compliance
Dec 2022 — Present · Bengaluru, IN
Investigated and analyzed various client/employee cases to detect and notify regulatory authorities about insider trading and market manipulation activities across APAC, EMEA and USA regions- Trained and conducted quality assurance for new joiners focusing on Firmwide Information Barrier Surveillance and enforcement of Firmwide Trading Policies- Led the Insider Trading Surveillance in India across full time employees and consultants as well as acted as co-lead for Restricted Trading List and Information Barrier Surveillances- Contributed significantly towards process enhancement by liaising with engineering/strategy and part of various working groups to increase the team’s operational efficiency.
Education
Christ University, Bangalore
Bachelor of Commerce - BCom, Accounting and Finance
2018 — 2021
Christ Academy, Bangalore
High School Diploma
2011 — 2018
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