Avinash Nair
Senior Compliance Manager at PineBridge Investments
- Role
- Senior Compliance Manager at PineBridge Investments
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Avinash Nair
Having more than 10 years of experience in Compliance currently working in Pinebridge Investments as Senior Compliance Manager
Experience
Senior Compliance Manager
Jan 2023 — Present · IN
Partnered across regional compliance teams as part of the Global Monitoring and Testing function to assess the adequacy and effectiveness of advisor policies and procedures, aligning with the firm’s Global Compliance framework.Played a key role in developing and executing a variety of compliance testing frameworks—including periodic, annual, and forensic reviews.Engaged directly with control and process owners to discuss testing outcomes and drive continuous improvement.Successfully built and led a high-performing team focused on electronic communications surveillance and Spearheaded the formation of a specialized Trade Surveillance – Market Abuse team.Designed and implemented robust pre trade and post trade monitoring protocols within Bloomberg AIM and resolving alerts across portfolios and funds.Conducted in-depth analysis of client documentation to identify and extract compliance restrictions for ongoing investment monitoring.Led the coding and validation of compliance rules in BBG AIM ensuring alignment with client mandates, regulatory requirements, and internal policies.Actively supported client portfolio reviews by compiling relevant data and verifying adherence to investment guidelines and restrictions.Reviewed fund prospectuses and contractual documents, offering detailed input on compliance monitoring feasibility.Contributed to management reporting by developing clear, data-driven compliance insights for senior stakeholders.
Education
University of Mumbai
High School
Corporate Finance Institute® (CFI)
Bloomberg essentials
2020
Imarticus Learning Private Limited
Investment Banking Operation
2016
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