Astha Sharma

Assistant Manager @First Citizens India

Bengaluru, IN

Monitoring and reviewing Market abuse patterns in Equity, Derivatives, Fixed Income fom HSBC Global Markets and Banking.Analyse and escalate trades/E-comms/A-comms that may signify potential risk to the company and/or its clients, particularly of Market abuse.Foster a close relationship with various teams, both on and off-shore.Undertaking daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.Identify improvements and assist in the ongoing development of systems to improve the efficiency of monitoring.Production of accurate and in-depth Management Information (MI).