Asish Saraf

About Asish Saraf

Expertise in Operational Risk Management, Auditing & Assurance, Business Process Review, Evaluation and Testing of Controls, Risk Assessment. Applicable knowledge of Indian GAAP, SOX, Indian Auditing Standards and US Banking regulations.Holder of US patent for conceptualizing, designing and inventing unique Operatioanal Risk Scorecard. Bank of America Black belt and Green belt certified. Proficient in defining, communicating and fulfilling the project’s goal and breaking complex issues into manageable parts. Work collaboratively with team members to achieve common goals, while maintaining responsibilities and commitments.Sound analytical and conceptual skills coupled with good communication skills. Willing to learn and lead and have an inquisitive and exploring mind. Capable of adapting to face new challenges. Accurate, efficient, meticulous & methodical in handling assigned tasks. Possess excellent numerical, problem solving & analytical abilities.Handled varied functions relating to Internal Audits, Statutory Audits, Compliance Matters relating to SOX, MIS, Strategy Formulation and implementation, Systems Design and Implementation, Documentation, etc. Insight into various aspects of business because of which I can make a direct and immediate contribution to the Organization. My varied exposure in a short duration has helped me to develop various skills and have an overall growth.

Experience

1. Head - Retail Assets Audit

   IDFC FIRST Bank

   Jun 2024 — Present · Mumbai, IN

Education

• Indian Institute of Management, Lucknow

  Executive Programme in Data Science & AI for Managers, Data Science and Artificial Intelligence

• Delhi University

  Bachelor of Commerce (B.Com.), Accounting and Taxation

  1997 — 2000

• Institute of Internal Auditors

  Certification in Risk Management Assurance (CRMA), Risk Management Assurance

  2013 — 2013

• Association of Certified Fraud Examiner

  Certified Fraud Examiner, Fraud

  2006 — 2006

• Institute of Internal Auditors

  Certified Internal Auditor, Internal Audit

  2006 — 2006

• Don Bosco School, Siliguri

  High School

  1995 — 1997

• Institute of Chartered Accountant of India

  Associate Chartered Accountant, Auditing

  2000 — 2004

• Institute of Internal Auditors

  Certified Financial Service Auditor, Internal audit of Financial Services (Banking, Securities & Insurance)

  2013 — 2013

Skills

• Risk Assessment
• Sarbanes-Oxley Act
• Internal Controls
• Financial Analysis
• Business Process
• Project Management
• Coso
• Operational Risk
• IT Audit
• Aml
• Business Process Improvement
• Financial Risk
• Auditing
• Assurance
• Due Diligence
• Banking
• Risk Management
• Process Improvement
• Financial Services
• Crm
• Operational Risk Management
• Enterprise Risk Management
• Sox 404
• Sarbanes-Oxley
• Internal Audit
• Six Sigma
• Management
• Certified Fraud Examiner
• External Audit
• Managerial Finance