Ashwin Taneja
SOX 404(a) Advisory Professional | Internal Controls & Business Process Risk | US Clients
- Role
- Assistant Manager at Grant Thornton INDUS
- Location
- New Delhi, DL, IN
- LinkedIn followers
- 500 followers
About Ashwin Taneja
Graduate of Delhi University, with a postgraduate specialization in Banking & Financial Services from NMIMS Bangalore.Advisory professional with 3.5+ years of experience delivering SOX 404(a) compliance engagements, primarily across business process controls for global and US-listed clients. Extensive hands-on experience in performing walkthroughs, control design assessments, operating effectiveness testing, issue validation, and remediation support in line with regulatory and client expectations.Possess robust process-level knowledge across Procure-to-Pay (PTP), Order-to-Cash (OTC), Treasury etc. with a strong understanding of risk assessment, key control identification, and end-to-end process flows. Well-versed in aligning control frameworks with business objectives while ensuring audit readiness and compliance quality.Experienced in managing budgeted engagements, consistently delivering high-quality workpapers and documentation within defined timelines and cost constraints. Recognized for maintaining quality standards while supporting engagement economics and client deliverables.Demonstrated ability to manage and coordinate multiple engagement teams, including task allocation, review support, status tracking, and stakeholder communication. Adept at handling parallel engagements, meeting tight deadlines, and supporting senior leadership with reliable execution.Technically proficient with leading GRC and close management tools, including AuditBoard, Workiva, FloQast, and BlackLine, enabling efficient control documentation, testing, and reporting. Strong foundation in financial accounting, internal controls, and compliance best practices.In addition to professional experience, maintain a strong personal interest in equity markets and technical analysis, with hands-on exposure to analyzing price charts, market trends, and technical indicators to support informed investment decisions.
Experience
Assistant Manager
Jan 2026 — Present · Karnataka, IN
Education
Delhi University
Bachelor of Commerce - BCom
SVKM's Narsee Monjee Institute of Management Studies (NMIMS), Bangalore
post graduation diploma in Banking & Finanial services, Banking and Financial Support Services
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