Ashutosh Tiwari

Manager @JPMorganChase

IN

Led and managed a team of over 70 members, driving high performance while ensuring full compliance with project expectations and KPIs. Oversaw SAR filings, transaction screening, AML and KYC processes to mitigate risks related to financial crime and terrorist financing. Ensured strict adherence to global data privacy regulations, including GDPR and ADPPA, safeguarding customer information across business operations.Developed, implemented, and maintained client-specific compliance programs to strengthen regulatory adherence and operational integrity. Possessed hands-on experience with global regulatory frameworks from authorities such as FINTRAC, FCA, MAS, FinCEN, AUSTRAC, BaFin, SEBI, and FINMA. Innovated customer screening processes to identify money laundering and terrorist financing activities in line with global standards. Developed and updated business continuity and compliance policies, ensuring organizational resilience. Conducted data mapping, gap analysis, and process optimization for KYC/AML systems, including WordCheck and Fircosoft. Led risk and impact analyses to define effective mitigation strategies, managed change requests, and ensured seamless project transitions.Collaborated with cross-functional teams to support both tactical and strategic initiatives, assisting program managers with overall portfolio delivery. Facilitated daily team huddles to promote open communication and provided regular feedback to encourage continuous improvement. Offered technical guidance, coaching, and comprehensive compliance training to enhance team expertise in KYC/AML methodologies.Acted as the primary escalation point for KYC/AML queries, ensuring robust EDD and CDD processes. Investigated suspicious transactions, prepared high-quality reports, and escalated pertinent issues to compliance officers. Analyzed corporate laws and global regulatory frameworks to understand their practical and administrative implications.

Indian Institute Of Information Technology Allahabad

Bachelor's degree, Electrical, Electronic and Communications Engineering Technology/Technician