Ashley Schuster

About Ashley Schuster

Solutions-oriented Transformation Manager with over seventeen years in the securities industry, recognized as a 2024 Truist Purpose to Performance Award winner (Top 1%). Manages, directs, and coordinates programs by leading working groups, establishing processes, monitoring deadlines, and providing quality leadership and guidance. A three-time innovation award winner with a passion for growth and a willingness to take on challenges. Capable of communicating and developing effective working relationships with all levels of leadership.Currently holds the following licenses and certifications: FINRA Series 7, 24, 66, 63, and Certified Quality Improvement Associate (CQIA).Specialties: strategic projects, project management and governance, risk management, compliance monitoring programs, brokerage operations supervision, compliance and policy related issues, managerial reporting, process improvements, IRA & RMD processes, and brokerage forms.

Experience

1. Senior Transformation Manager

   Truist Wealth

   Feb 2021 — Present · Charlotte, NC, US

   Manages the planning, business readiness, and execution of projects/programs to achieve Wealth\'s key initiatives (Transformational changes, technology innovations, and efficiency improvements)2. Leads cross-functional teams to effectively deliver project management and communications3. Engages with risk partners to ensure project review, oversight, and mitigation4. Collaborates with all working lines of business (LOBs) in Wealth5. Contributes to the short-term and long-term project prioritization and planning in the Wealth division and assist in attaining Wealth\'s established business and financial goals

Education

• Coastal Carolina University

  BS, Business Management

  2003 — 2007

Skills

• Operations Management
• Financial Services
• Vendor Management
• Series 63
• Adobe Acrobat
• Netx360
• Workday
• Risk Management
• Client Services
• Trading
• Project Management
• Asset Management
• Business Process Improvement
• Thomson One
• Investments
• Process Improvement
• Series 24
• Management
• Microsoft Office
• Operation
• Series 66
• Securities
• Powerpoint
• Microsoft Excel
• Microsoft Word
• Business Analysis
• Beta
• Series 7
• Iras