Ashley Fishel-McFadden
Deputy Chief Compliance Officer @Prosper Marketplace
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WORK HISTORY
Deputy Chief Compliance Officer @Prosper Marketplace
US
Head of Compliance role within the Legal and Compliance Department.• Manages a team of compliance professionals, overseeing adherence to multiple consumer financial laws and regulations including Reg Z, Reg B, UDAAP, SCRA, MLA, FCRA, BSA/AML/OFAC, FDCPA, TCPA, and GLBA.• Manages key components of the Compliance Management System (CMS): advisory, content reviews (including marketing and advertising and customer communication), compliance training, complaint management, issue management, compliance testing and monitoring, policy and procedure review, regulatory examinations, bank partnerships, and board of director reporting.• Fosters and ensures collaboration with the business to devise solutions, implement compliant process strategies, conduct product reviews and mitigate risks. Under my oversight, several compliance team members have received internal value awards for “collaboration.” • Oversees the risk assessment process and presents report to the Board.• Received the inaugural “Outstanding People Leader” award presented by Prosper.
EDUCATION
University of California, Davis
Professional Continuing Education, Mediation, Facilitation and Community Engagement
California Western School of Law
Juris Doctorate, Law
San Diego State University
Bachelor of Arts (B.A.), Political Science and Government
ABOUT ASHLEY FISHEL-MCFADDEN
Solutions-focused, motivated attorney and compliance professional that has a reputation for integrity, dedication, work ethic and successfully building and leading strong teams.
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