Ashish Bhartiya
Risk & Regulatory Change management | IB Transformation through Data Analytics & Process Innovation | Program management | IIM Lucknow Alumni
- Role
- Executive Director - Risk Change at Nomura Securities International, Inc
- Location
- Princeton, NJ, US
- LinkedIn followers
- 500 followers
About Ashish Bhartiya
A dynamic and versatile leader with passion towards problem solving and data analysis to address real world business challenges. Deep understanding of investment banking domain ranging across global markets, operations, risk and regulations. Good understanding of latest know-how in fintech related initiatives with capability to drive firm wide initiatives.* Domain knowledge- Basel 2.5 and FRTB related regulatory capital calculations- Clearing of derivatives product via CCPs- Regulatory trade and transacton reporting (Dodd Frank, EMIR, MiFID II)* Functional- Assessing business goals and translating them into program deliverables that can be executed in time bound manner- Building a common vision around program goals across different levels thus ensuring successful delivery- Attention to detail to ensure every small and big aspects with regards to program objectives are addressed during execution- Business Process Analysis, Design & Re-engineering- Good understanding of data management, process automation.
Experience
Executive Director - Risk Change
Nomura Securities International, Inc
May 2025 — Present · US
Education
VJTI, University of Mumbai
BE, Electronics
1998 — 2002
Indian Institute of Management, Lucknow
IPMX, Finance and Strategy
2009 — 2010
Skills
- Software Project Management
- Strategy
- Portfolio Management
- Sdlc
- Leadership
- Project Planning
- Equities
- Requirements Gathering
- Project Management
- Analysis
- Business Analysis
- Capital Markets
- Derivatives
- Financial Markets
- Trading
- Investment Banking
- Back Office
- Requirements Analysis
- Consulting
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