Ashish Laroiya

About Ashish Laroiya

Experience in developing and implementing financial and operational controls for business growth and competitive position of the firm through finance management, internal controls/audits and productivity improvements. Possess a thorough understanding of business processes, auditing standards and related risk and control frameworks. Developed and implemented risk-based audit strategy in line with standards for Professional Practice of Internal Auditing, guidelines and best practices. Expert in conducting audits using: COSO principles & auditing standards as per Institute of Internal Auditors. Providing Corporate Consultancy Services on Sarbanes Oxley Act. Drove the SOX scoping and risk assessment by collaborating with cross-functional teams to stay up to date on significant changes that may have an impact on the design and/or operating effectiveness of controls. Capable of conducting financial analysis and reporting with suggestions for improvements/automationsSkilled in SOX Compliance, Enterprise Risk Management, Internal Audit, Management, Management Information Systems (MIS), and Data Analytics. Strong professional graduated from ICAI and completed CertIFRS from ACCA, Diploma in Cyber Law and Investment Banking Certification from NSE Academy.

Experience

1. Vice President- Internal Audit & Head of Sox India

   Nomura

   May 2021 — Present · Maharashtra, IN

Education

• ACCA

  Certificate in IFRS , Accounting and Finance

  2020

• Asian School of Cyber Laws

  Diploma in Cyber Law, Cyber Law, Information Technology Act

  2021 — 2021

• NSE Academy

  Investment banking - International operations

• The Institute of Chartered Accountants of India

  Chartered Accountant

• The Institute of Chartered Accountants of India

  Chartered Accountant, Accounting and Finance

  2004

• Delhi University

  Bachelor of Commerce - BCom

Skills

• Business Process Improvement
• Financial Reporting
• Auditing
• Business Analysis
• Financial Analysis
• Internal Audit
• Risk Management
• Team Management
• Mis
• Enterprise Risk Management
• Performance Improvement
• Management Information Systems (Mis)
• Management
• Internal Controls
• Vendor Management
• Finance
• Sarbanes-Oxley Act
• Financial Modeling
• Corporate Finance