Aryaa Rai
AML Senior Associate at Morgan Stanley
- Role
- Senior Associate - Aml at Morgan Stanley
- Location
- Thane, MH, IN
- LinkedIn followers
- 500 followers
Experience
Senior Associate - Aml
Nov 2024 — Present · Mumbai, IN
Perform initial and ongoing KYC (Know Your Customer) and CDD (Customer Due Diligence) reviews on all hedge fund investors.Conduct Enhanced Due Diligence (EDD) on high-risk investors, including politically exposed persons (PEPs) and entities from high-risk jurisdictions.Analyze complex ownership structures (e.g, trusts, offshore entities, private investment companies) to identify beneficial owners.Review investor documentation to ensure compliance with AML regulations and internal policies.Assist in responding to regulatory inquiries, audits, and examinations.Maintain up-to-date records and ensure all documentation meets regulatory and audit requirements.Collaborate with legal, compliance, and operations teams on escalations and risk assessments.Support the development and enhancement of AML policies, procedures, and monitoring tools.Conduct periodic risk reviews and investor screenings against sanctions lists (e.g, OFAC, UN, EU lists).
Education
Padmashree Dr D. Y. Patil Vidyapeeth
Bachelor of Business Administration - BBA
2016 — 2019
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