Arpit Gangwani

Senior Associate @Saxo

Gurugram, IN

Compliance AssociateConducting trade surveillance and monitoring of transactions on all Markets for potential insider dealing or market manipulation.Good Knowledge of financial products across asset classes Equities, Fixed Income, Derivatives.Review trading data for suspicious activity or patterns of unusual tradingEnsuring appropriate and timely alertmanagement, following standards for closure or escalation.Documenting surveillance reviews,investigations, and other activities following guidelines.Experience with trade surveillance platforms such as Actimize and SMARTS.Strong analytical skills, including the analysis of large amounts of trade data to identify any possible market misconduct and develop controls to mitigate the risk.Review of trading activity by identifying high risk behaviorsTrade surveillance models reviewed- Front running, Layering, Possible spoofing, Wash trade, Trading in excess etc.Working knowledge of SQL & Powerbi