Ariane Morales
Portfolio Surveillance - Fixed Income@ Morgan Stanley
- Role
- Msim Portfolio Surveillance - Fixed Income at Morgan Stanley
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Ariane Morales
Portfolio surveillance analyst | Finance & Business Analytics @ Northeastern University | Beta Gamma Sigma (business honor society)
Experience
Msim Portfolio Surveillance - Fixed Income
Jul 2024 — Present · NY, US
Perform daily portfolio surveillance monitoring of separately managed accounts, mutual funds, and products subject to SEC regulations using Blackrock Aladdin compliance engine-Promptly investigate, resolve and escalate engine-generated investment restrictions violations relating to compliance pre- and post-trade incidents-Review prospective and existing client investment management agreements and code investment restrictions within the compliance system-Proactively identify process improvement and risk mitigation opportunities within the function locally and globally, and work with global portfolio surveillance, management, technology, and other functions to effect enhancements-Reduced daily false-positive compliance alerts from 500 to 200 by amending false and outdated coding within the Aladdin compliance system.
Education
Hong Kong Academy
High School Diploma
Northeastern University
Bachelor of Business Administration - BBA
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