Ari Jain

About Ari Jain

Ari is an expert in Governance, Risk and Compliance with a well rounded experience in external audit, internal audit and compliance. He has extensive experience in conducting risk assessments, advising management on good control practices, designing and overseeing self assessment practices and representing management in various audit and risk discussions. Specialties: a. Conducting and Overseeing Risk assessmentsb. Compliance with FFIEC requirements in Project Development and Application Supportc. Management Reporting and Engagementd. Managing Audits, Issue Remediation and assisting IT design compliant processes

Experience

1. Compliance Director

   AIG

   Sep 2011 — Present · Jersey City, NJ, US

   Responsible for IT controls and compliance to SOX/SOC1 and Regulatory requirements for 500+ NA insurance and corporate applications. Collaborate with Senior IT management on internal audits, pre-audit control and risk assessment. control workshops, documenting and reporting self-identified issues and remediation of complex IT issues as per Audit commitments.Review major projects for SOX/SOC1 control impacts and ensure SOX requirements are met. Projects include DevOps adoption, AWS migration/Data Center exit, Application Rationalization and global deploymentsManage a team of on-shore and off-shore Risk professionals. Responsible for off-shoring several repeatable compliance activities such as issue tracking, audit request status follow-up and reporting to reduce operating expenses for the function. Trained and mentored rotational analysts in Audit/Compliance and AIG processesManage and own key SOX controls related to privileged access monitoring and recertification

Education

• University of Auckland

  BTech, Information Technology

  1995 — 1999

• Bentley University - McCallum Graduate School of Business

  MS, Accounting Information Systems

  2002 — 2004

• Bentley University

  MS, Computer Information Systems

  2000 — 2001

Skills

• External Audit
• Risk Management
• Financial Reporting
• Sap
• Change Management
• Business Process
• Internal Controls
• Process Improvement
• IT Strategy
• Full Sdlc
• Ffiec
• IT Audit
• Auditing
• Sarbanes-Oxley Act
• Compliance Management
• Information Security
• Disaster Recovery
• Internal Audit
• Project Management
• Financial Risk
• Governance
• Business Process Improvement
• Enterprise Risk Management
• Management