Archana Prabhu

Vice President Compliance @Morgan Stanley

Mumbai, MH, IN
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WORK HISTORY

Jul 2024 — Present

Vice President Compliance @Morgan Stanley

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Mumbai, IN

Compliance - Employee Trading and Investing Surveillance

EDUCATION

2003 — 2006

Mumbai University Mumbai

BCom - Bachelor of Commerce, Accounting

2011 — 2014

SVKM's Narsee Monjee Institute of Management Studies (NMIMS)

Post Graduate Diploma in Business Administration, Finance, General

2008 — 2009

Welingkar Institute of Management

Diploma in Financial Management, Finance, General

SKILLS

Business AnalysisInvestment BankingBankingTeam Management

ABOUT ARCHANA PRABHU

Result oriented professional with a demonstrated history of over 14 years within the Change Management (Investment Banking), Banking Operations (Treasury & Core Cash) and Client Servicing (Retail Branch Banking). Strong research professional with a Post Graduate Diploma in Business Administration focused in Finance, from Narsee Monjee Institute of Management Studies.Business Analyst – Change Management o Responsible for execution of global strategic and efficiency projects from initiation through implementation for Product Reference Data and Pricing within the Investment Banking domain.o Analysis of data to define current state business problems, which includes drafting business case, scope of the project and underlined benefits of the project.Operations Manager – Treasury Services and Core Cash Operationso Exposure of handling teams comprising of 6 – 8 operations executives o Experience of process migrations of critical functions within the Static Data Utilities and Payments Processing o Recognized for being actively involved in projects while handling the BAU activitiesService Relationship Manager – Retail Branch Bankingo Client centric service oriented manager for HNI clients (Retail and Corporate)o Activation of direct banking channels for clientso CRM Management

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Archana Prabhu — Vice President Compliance at Morgan Stanley in Mumbai, MH, IN | Unifers