April Taylor
Business Process & Compliance Professional | Life Insurance, Risk Management & Regulatory Expertise | Driving Operational Efficiency in Financial Services | BBA, Economics
- Role
- Compliance Administrator at B. Riley Wealth Management
- Location
- Memphis, TN, US
- LinkedIn followers
- 500 followers
About April Taylor
I support financial advisors by coordinating client service requests, navigating internal…
Experience
Compliance Administrator
Oct 2024 — Present
Supervise life insurance operations, ensuring compliance with industry regulations and company policiesOversee and maintain compliance documentation to support audit readiness and regulatory adherence utilizing RIA in a Box/COMPLY websiteCollaborate with internal teams to streamline life insurance processes and improve operational efficiencyProvide training and guidance to staff on compliance standards and best practicesServe as a key point of contact for compliance-related inquiries and issue resolutionConduct client consultations to evaluate existing coverage and identify future insurance needsOversee end-to-end policy process, from application to issuanceEnsure timely premium payments and manage policy renewals
Education
University of Memphis
Bachelor's Degree, Business Administration and Management, General
University of Memphis
Bachelor of Business Administration - BBA, Economics
2005 — 2008
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.