Apoorva Naicker
Chartered Accountant , B.Com.
- Role
- Associate - Wealth Management Risk at Morgan Stanley
- Location
- Mumbai, MH, IN
- LinkedIn followers
- 500 followers
About Apoorva Naicker
As an experienced Internal Auditor, I specialize in reviewing and evaluating the process, controls and risk management strategies of Asset Management Companies across India. My expertise include assessing the effectiveness of Internal Controls and conducting specialized audits for key service providers such as Fund Accountant and Registrar and Transfer Agents, for top Mutual Fund Houses in the country. Additionally, I have assessed and reviewed controls within the AIF and PMS sectors, ensuring their adherence to regulatory requirements and industry best practices. I\'ve also performed quality checks on the front office procedures around the Private Banking, Wealth Management and Trust & Fiduciary business. This includes checking whether the process documented based on the regulations and group policies is being followed and also suggesting improvements. Prior to obtaining the qualification I\'ve performed Statutory Audits of Fortune 500 companies.
Experience
Associate - Wealth Management Risk
Dec 2025 — Present · Maharashtra, IN
Education
National Institute of Securities Markets (NISM)
Series VII Securities Operations and Risk Management
The Institute of Chartered Accountants of India
Chartered Accountant, Auditing
2016 — 2020
Fatima High School
10th State Board, Schooling
National Institute of Securities Markets (NISM)
Series VI- Depository Operations
SIES College of Arts, Science & Commerce SION(W)
Bachelor of Commerce - BCom, Accounting
2015 — 2020
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