Alise Seltman

About Alise Seltman

I bring expertise working in a major global banking corporation, delivering global Compliance programs (Reg Changes, SARs, AML, KYC) covering Risk Management & Technology Throughout my career, I have been recognized for the ability to foster and facilitate partnerships with senior management and stakeholders to plan and drive strategy. I am a proven leader who drives high-performance through coaching, training, effective communication, and coordination of technology and business professionals. I have successfully leveraged Compliance & Risk Management together w/ technical and analytical skills to ensure regulatory compliance and steer governance and oversight, development, enhancement, and maintenance of reg management processes, and compliance systems, tools, and reporting. As a remote Data, IT, compliance, & risk leader I offer an extensive record of achievement leading technology, data, and system implementation initiatives: data (governance, management, strategy, reporting, and automation) and systems (applications, databases, and tools) while using my project management/business analysis skills. I have spearheaded the creation/implementation of processes, procedures, monitoring plans, best practices, tools, and systems to drive efficiency in product/program management, data governance/reporting, visualization, metadata, lineage and QA management. I have contributed to all aspects of data management: governance, data warehousing, data architecture, data modeling, and software development. I employ analytical insight and a solid understanding of end-user requirements to devise and deliver solutions that optimize the user experience. Key Skills SQL / Business Intelligence Advanced Excel & Access (Power Query, VBA, Formulas, Functions) Dashboards / Visualization / Reporting / Analysis / Metrics SharePoint / SP Designer / Teams Database / Tool / System Development & Implementation Data Conversion / Validation / Definitions / Mapping / Lineage / Metadata / ETL / Audit / QA / QC Parallel / UAT Testing MS Project / Visio / PowerPoint Team Leadership / Coaching Remote / Offshore teams Data Governance / Management / Strategy Cost & Time-Saving Solutions / Automation Compliance / Regulatory Change / AML / KYC / Risk SDLC / Agile Project Management Vendor Management Sr Business Analysis / Requirements Documentation Root Cause Analysis / Issue Resolution Executive Communications Processes / Procedures / Standards Development / Communication User Experience / Training

Experience

1. SVP - Sr Risk Officer - Technology Regulatory Management

   Citi

   Jun 2021 — Present

   Lead a team w/in Technology that is responsible for 1st Line Risk Management of Reg Management: governance, processes/procedures documentation, monitoring, tracking, reporting, oversight, and escalations. Utilize prior experience in Compliance’s Reg Change group to work w/ Compliance (2nd Line) Reg Management teams to enhance Reg systems, processes, & reporting across Citi. Oversee a team responsible for reporting, monitoring, escalation of Tech Reg Management, & Consent orders work Work on CARAM, Transformation, & Consent Order initiatives Facilitate mtgs w/ the business & Compliance to get Regs mapped to controls & Reg Changes actioned As Reg Change SME for Tech, document & communicate issues/enhancements pertaining to Reg Management, system features, data, & reporting: o Work with 2nd Line by attending working groups, forums, & task force meetings o Lead working group meetings within Tech & across Citi businesses to determine gaps o Conduct analysis & research to determine data issues & inconsistencies within & between systems and reports; Provide the Dev team with analysis to help them resolve the issues Conduct analysis & work with Tech businesses & 2nd Line to ensure that Regs are correctly assigned and actioned timely Track Issues/CAPs pertaining to Reg Changes; Request Issues/CAPs creation for Reg Changes past the Compliance Date Provide 2nd Line & Tech Mgmt w/ an update on Past Due Tier 1-2 Regulations that appear on the BRCC reports Reduce risk by providing weekly reporting to the business: coming due/past due regulatory items Provide an English version of Regulations when one is not available Work with business on deactivating Assessment Units (AUs) & ACRMs; Ensure adequate coverage Produce reports for EMP testing, ARA/QRAs, alignment of AUs & Obligations to ARCMS, etc. Perform UAT testing for rollouts of Compliance system/reporting enhancements Ensure people have entitlements to Reg systems & reporting dashboards

Education

• University at Albany, SUNY

  Bachelor's Degree

• Suffolk County Community College

  Associates Degree