Anwar H.
Surveillance Change & Transformation Consultant @BNP Paribas CIB
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WORK HISTORY
Surveillance Change & Transformation Consultant @BNP Paribas CIB
London, GB
RESPONSIBLE FOR DEVELOPING GLOBAL SURVEILLANCE STRATEGY & IMPLEMENTING CHANGE & TRANSFORMATION ENHANCE & BUILD NEW CONTROLS Trade & Order Surveillance, Electronic Communications Surveillance, Voice Surveillance, Holistic Surveillance, Out of Hours Activity KEY ACHIEVEMENTS Delivered Annual UK Surveillance Control Plan Delivered High Level Briefings and the strategic requirements for a Global Response and Mandate Delivered Risk Assessment, Gap Analysis, Regulatory Mapping, Minimum Surveillance Standard, Risk & Control Requirements Delivered Global Remediation Plan and Global Project & Change Resource Strategy Delivered Global High Level Proposal for an Out of Hours and Cancel & Amend Control Delivered High Level Surveillance Regulatory Change Framework and Surveillance Governance Delivered Program Objectives & PID, RACI, Project Governance & Risk Mitigation Controls ADVISORY Acting as Project, Change & Transformation SME for implementing technology, risk & control remediation projects Responsible for advising and structuring briefing to Senior Management and Executive Committee Attending Regulatory forums, vendor Client Advisory Boards and regular meetings with Industry forum members RESPONSIBLE FOR DEFINING, PROMOTING AND REINFORCING UK COMPLIANCE DIGITAL STRATEGY & PRINCIPLES | Building out UK Digital Strategy framework, governance and team to ensure successful technology deliveries and adoption of new technologies KEY ACHIEVEMENTS Delivered UK Digital Strategy, Change and Transformation Governance Framework & RACI Delivered UK Digital Initiative Assessment Criteria Delivered UK Digital Project & Change Resource Strategy Delivered use case of RPA, Machine Learning and NLP technology for Surveillance
ABOUT ANWAR H.
Actively seeking new opportunities. Anwar is a qualified professional investment banking project practitioner in Change Management and Agile PM. Anwar has worked across 1LoD and 2LoD as an experienced Business Analyst, SME, Project Change & Transformation consultant within the areas of Regulatory Change, Governance, Compliance, Surveillance, Risk & Control and Technology (AI/ ML, RPA, NLP) with hands on experience designing Risk & Control solutions, Digital and Surveillance strategies as well as robust control frameworks to support and manage change and transformation. He has worked for a number of Tier One firms on use cases for Robotics Process Automation (RPA), Machine Learning, NLP and Holistic Analytics / Surveillance. His work includes regulatory reviews, risk assessment, gap analysis, remediation planning, project & program management; he is also a regular participant in regulatory and industry forums hosted by various industry organisations such as the FCA, UK Finance (formerly the BBA) and AFME. He has played a key role in the delivery of remediation plans to various regulators, had the lead on technology responses, the design of use cases and the development of strategies for both tactical and long term solutions as well as implementing global technology projects for Front Office, Risk and Compliance departments. APMG Certified : Change Management Practitioner Agile Project Manager Practitioner Get in touch with Consulting/ Contracting opportunities : a••••••••@me.com RISK & CONTROL STRATEGY DIGITAL STRATEGY CHANGE & TRANSFORMATION CONSULTANT GLOBAL CHANGE & TRANSFORMATION PROJECTS 1LoD and 2LoD Projects Governance Projects Holistic Surveillance - Unauthorised Trading Risks Trade Surveillance, Electronic Surveillance, Voice Surveillance Cancel/ Amend/ Late (Cancel & Correct)/ Out of Hours FCA Remediation & Read Across Programs / MAR / MAD / FMSB / MiFID II Front Office Risk & Control Digitalisation - Machine Learning, AI, NLP, RPA
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