Anupam Singh

About Anupam Singh

Rich experience of managing and executing large multi million dollars engagements in controls (Business COSO, IT, Ops), compliance, financial and non-financial regulatory reporting space to the utmost client satisfaction. In my 18 years of professional experience, I have been privileged to serve most of the top 20 global financial institutions and gained deep understanding of their regulatory and compliance/controls framework. I have delivered solutions to several Systemically Important Financial Institutions’ complex requirements in data governance, compliance, risk management and controls areas. I help large global banking organizations with conceptualization, designing, implementation and enhancement of new/existing programs. I enjoy leading and managing large multicultural and cross-functional teams across geographies. I have acquired deep expertise in building risk and controls frameworks and tools, developing enterprise-wide governance policies, client management, process improvement and team management.Core Competencies• Regulatory Compliance (CCAR, Basel BSA/AML, Volcker, Reg W, Reg B etc.)• Risk and Control Frameworks (COSO, RCSA, Internal Controls, Audit Readiness)• Enterprise Data Governance & Quality (BCBS 239, Data Lineage, Metadata)• Control Testing & Monitoring (1st LOD testing, 2nd LOD oversight)• Regulatory Remediation and Consent Order Management• Cross-Functional Program Leadership• Regulatory Affairs & Examiner readiness (OCC, FRB, FDIC, SEC)• Global Team Management (onshore/offshore)• Change Management & Stakeholder EngagementCultural Exposure:UK, USA, HK, China, India

Experience

1. Regulatory Risk and Compliance Leader - Fsi

   Deloitte

   Feb 2011 — Present

   Anupam is a seasoned professional, working for Risk and Financial Advisory Deloitte. His role includes but not limited to consulting on Financial Regulatory Compliance & Risk Management practices/methodologies/strategies for Banking & Securities clients. On data & technology side, Anupam has helped top banking clients with data governance, data quality management (DQ assessment, remediation etc.), meta data management (critical data element identification, business/technical data dictionary creation), BCBS239 implementation, process reengineering, IT business analysis, Controls design, rationalization and testing etc. Good hands-on expeirence with end to end regulatory reporting lifecycle of multiple US and European financial and non-financial reports - Volcker Rule, Regulation W, FINRA reports, MiFID, FRY9C, 10K.Selective experiences include:1. Led a large team (~150 plus professionals) and delivered multi-year enterprise wide transformational program for a large global bank looking to modernize its regulatory reporting infrastructure, across all its LoBs and jurisdictions, which supports report generation and filing of plus regulatory reports globally. Spearheaded efforts in developing implementation playbooks, guidance documents, deliverable templates and coordinated with stakeholders across LoBs, control functions and geographies to ensure alignment on deliverables. Guided team across project lifecycle – parsing and interpreting regulatory requirements, identifying key reporting obligations, end-to-end data flow, transformations, and data quality analysis and remediation.2. Led and executed Business COSO controls testing engagement for a large U.S. bank. The scope of work involved testing existing controls in report preparation process (once the Report Preparor receives required data/information), identify gaps and recommend remediation strategies. The engagement involved extensive client interaction across multiple lines of business in U.S nd U.K.

Education

• Dr. A.P.J. Abdul Kalam Technical University

  Bachelor of Technology - BTech

  2001 — 2005

• ABV-Indian Institute of Information Technology and Management

  MBA

  2005 — 2007

Skills

• Finance
• Derivatives
• Client Engagement
• Software Project Management
• Basel Ii
• Volcker Rule
• Requirements Gathering
• Software Development Life Cycle (Sdlc)
• Business Analysis
• Banking
• Risk Management
• Management Consulting
• Capital Markets
• Enterprise Risk Management
• Financial Regulation
• Client Relationship Building
• Regulation W
• Basel Iii
• Regulatory Reporting
• Sdlc
• Strategy
• Requirements Analysis
• Financial Risk
• Credit Risk
• Dodd-Frank