Anthony Arnold
Head of Governance, Risk & Compliance @Finray
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WORK HISTORY
Head of Governance, Risk & Compliance @Finray
London, GB
The Finray platform combines robust data management, accounting, and business controls in a single solution.
EDUCATION
University of Denver
BA, Finance, Statistics
SKILLS
ABOUT ANTHONY ARNOLD
Experienced Investment Advisory Compliance Officer with a strong track record in regulatory oversight, risk management, and financial crime prevention within the UK financial services sector. Skilled in designing and implementing compliance frameworks to ensure full adherence to FCA regulations, AML policies, GDPR requirements, and industry best practices. Adept at conducting compliance audits, advising senior leadership, and driving process efficiencies that enhance operational effectiveness. Confident in liaising with financial regulators, including the FCA and PRA, to navigate complex compliance matters while fostering a culture of integrity and risk mitigation across the organisationMiFID, MLRO, IFPR, MAR, GDPR, SMCR, ICARA, Consumer Duty, and ISO 27001
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