Anthony Sangrigoli
Governance Specialist
- Role
- Divisional Governance Specialist at Wells Fargo Advisors
- Location
- Philadelphia, PA, US
- LinkedIn followers
- 500 followers
About Anthony Sangrigoli
Extensive financial services experience including: Sales, Sales Management, Operations…
Experience
Divisional Governance Specialist
Jan 2023 — Present
Responsible for reviewing all compliance systems and reporting as required for the assigned branches within the Market. Ensure that branch compliance procedures fulfill all compliance requirements. Perform ongoing regulatory, compliance, and operational reviews as well as other duties (e.g, new account forms, daily order review, etc.) for each branch (within the Market), bringing any deficiencies or concerns to Senior Management’s attention immediately. Collaborate and consult with financial advisors, branch managers, supervisory principals, and Senior Management.
Education
Temple University - Fox School of Business and Management
Bachelor of Business Administration (B.B.A.)
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