Anthony Palo

Director, Americas Head of Functions Compliance @Barclays

New York, NY, US

Responsible for regional infrastructure compliance coverage for the Investment Bank.• Lead, manage and motivate a team of 8 compliance professionals. • Accountable for defining, implementing and managing compliance strategies to support Infrastructure programs including Operations, Technology, Finance and Risk.• Oversee the creation and implementation of compliance policies and written supervisory procedures for infrastructure functions in accordance with applicable rules.• Responsible for administering compliance testing and monitoring program (Verification Checks).• Prepare and conduct training on compliance topics including new rules and regulations and business conduct.• Identify changes to US and applicable global securities rules, regulations and legislation contained in regulatory notices and implement changes to policy and procedures. • Liaise with regulators in gathering practical and technical knowledge about various compliance topics.• Responsible for compliance oversight of trade and transaction reporting for equities, fixed income and derivative reporting.• Responsible for regional oversight of Data Privacy and Cyber security

Arizona State University

Justice Studies