Anthony Millan
Private Wealth Management Compliance Associate
- Role
- Associate at 高盛
- Location
- Dallas, TX, US
- LinkedIn followers
- 500 followers
About Anthony Millan
According to my father, my business career began when I was a child; as he says, I always…
Experience
Associate
May 2024 — Present · Dallas, TX, US
Interact with the global PWM business and compliance teams on a daily basis• Analyze different SEC and FINRA rules and regulations and determine how they might impact the PWM business• Track, review, and analyze regulatory updates and assist with implementing necessary changes across the PWM business• Prepare supervisory meeting materials detailing key metrics and regulatory issues• Assist with firm risk assessment processes for PWM business lines• Review marketing materials that are used to pitch PWM products and services to clients• Respond to different regulatory examinations and inquires pertaining to PWM• Develop and implement policies, procedures, and best practices for PWM
Education
Christopher Columbus High School
High School
2012 — 2016
University of Florida
Master of Business Administration - MBA
2023 — 2024
St. Mary's University
Bachelor’s Degree
2016 — 2020
Skills
- Easily Adaptable
- High Quality Standards
- Customer Service
- Organization Skills
- Leadership
- Team Coordination
- Working Under Pressure
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