Anta Kpelu Engbonga
- Role
- Aml Investigator Enhance Due Diligence at Ibm Promontory
- Location
- Denver, CO, US
- LinkedIn followers
- 500 followers
About Anta Kpelu Engbonga
Detail-oriented and results-driven financial crime analyst with experience in AML, KYC…
Experience
Aml Investigator Enhance Due Diligence
Nov 2020 — Present · Denver, CO, US
Analyze brokerage transactional accounts for potential money laundering patterns and identify suspicious activity. Research clients and trading activity using internal and external sources. Perform quality control reviews for the new account opening process ensuring that the AML Customer Due Diligence process requirements for Wealth Management and US Banks Enhanced Due Diligence reviews including CIP, Customer Due Diligence, Negative News, Sanctions Screening, and Source of Wealth reviews are adhered when new accounts are opened. Preparing/filling suspicious Activity Reports (SARs) to be submitted to the Financial Crimes Enforcement Network (FinCen). Conducting Due Diligence on customers deemed high risk and suggested account restrictions based on risk to the principal. Performing investigation on customers and transactions deemed potentially suspicious per Bank Secrecy Act/ Anti-Money Laundering (BSA/AML\") regulations. Managing work efficiently to meet production and project deliverables Effectively document and communicate any identified errors/discrepancies to analysts and/ormanagement and ensure that corrective action is taken. Maintain an internal tracking log for allremedial items and collaborate and communicate with business partners to ensure that deadlines aremet.
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.