Anshul Agarwal

Regulatory Reporting & Compliance | Consolidated Audit Trail | Equities Trade life cycle | Program Management | Business Analysis | Data Quality Controls | Strategic Change Delivery

Role
Us Reg Services at RBC Capital Markets
Location
Ridgewood, NJ, US
LinkedIn followers
500 followers

About Anshul Agarwal

With extensive experience in the financial services industry, I have a strong background…

Experience

  1. Us Reg Services

    RBC Capital Markets

    Dec 2023 — Present

    Lead analyst for SEC rule 13f2 short reporting > Lead analyst for SEC rule 10c-1a Securities Lending reporting

Education

  • Pacific College of Commerce and Management - Mohanlal Sukhadia University

    Bachelor in Commerce, Finance, Business Administration, Accounting, Taxation

  • Institute of Chartered Accountants of India

    Chartered Accountant, Accounting and Finance

    2000 — 2003

  • CFA Institute, USA

    CFA Level III passed, Financial Analysis

Skills

  • Financial Modeling
  • Derivatives
  • Middle Office
  • Financial Analysis
  • Experienced Business Analyst
  • Equity Research
  • Business Process Improvement
  • Allocations
  • Equities Technology
  • Trading Systems
  • Capital Markets
  • Fixed Income
  • Financial Reporting
  • Investments
  • Business Analysis
  • Private Equity
  • Valuation
  • Due Diligence
  • Full Sdlc
  • Business Analytics
  • Sdlc
  • Corporate Finance
  • IT Strategy
  • Financial Markets
  • Portfolio Management
  • Mergers
  • Banking
  • Equities
  • Trading
  • Investment Banking

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Anshul Agarwal — Us Reg Services at RBC Capital Markets in Ridgewood, NJ, US | Unifers