Anny Tang
Executive Director @Wells Fargo
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WORK HISTORY
Executive Director @Wells Fargo
Fostered productive relationships with federal banking regulators as measured by effective exam management and sustained supervisory confidence, by coordinating regulatory interactions, responses, and follow-ups across Compliance, Risk, Legal, Audit, and business partners.Led examination preparation and execution activities as measured by timely, complete, and well-coordinated regulatory responses, by managing exam logistics, tracking exam request letters, overseeing document production, and facilitating meetings, daily calls, and issue resolution.Connected insights across multiple regulatory interactions as measured by improved internal awareness of supervisory focus areas, by synthesizing exam feedback, regulatory themes, and policy developments and sharing learnings with senior leaders and stakeholders.Identified potential regulatory and risk management gaps as measured by proactive issue mitigation, by reviewing policies, procedures, and control documentation and influencing corrective action planning.Monitored execution of corrective actions and regulatory commitments as measured by on-time delivery and effective mitigation, by maintaining issue tracking, escalation routines, and senior management reporting.Supported regulatory policy interpretation and internal advocacy efforts as measured by informed decision-making, by advising stakeholders on evolving regulatory expectations and potential impacts to business initiatives.
EDUCATION
Baruch College
Bachelor of Business Administration, Finance, General
SKILLS
ABOUT ANNY TANG
I am a seasoned professional with a proven track record in driving transformative change within global financial service organizations. With expertise in regulatory compliance, change management, plan management, target state analysis, process optimization, technology projects, governance, and reporting, I excel in uniting multidisciplinary teams to achieve strategic objectives. At Wells Fargo, I spearhead governance, reporting, change management, and compliance regulatory remediation initiatives, ensure on-time delivery of regulatory commitments and manage regulatory exams in a fast pace environment with multiple competing deadlines. My tenure at Barclays saw me managing financial reporting, leading PMOs, and resolving regulatory compliance issues, showcasing my ability to navigate complex challenges. During my time at Capco, I served as a program office lead, further enhancing my skills in technology and project management. My early experience in investment advisory provided me with a solid foundation in asset management operations and trading.I am passionate about driving sustainable change and fostering collaborative environments to achieve organizational success.
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