Annette Forminio
- Role
- Senior Vice President, Head of Professional Practices at LPL Financial
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
Experience
Senior Vice President, Head of Professional Practices
Aug 2021 — Present
Skills
- Governance
- Cisa
- Investment Banking
- Operational Risk
- Derivatives
- Financial Risk
- IT Audit
- Financial Services
- Auditing
- Equities
- Sarbanes-Oxley Act
- Risk Assessment
- Internal Audit
- Information Security Management
- Internal Controls
- Risk Management
- Management
- Enterprise Risk Management
- Capital Markets
- Fixed Income
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