Anna Portal
Governance, Risk, and Compliance Professional
- Role
- Compliance Manager at TD
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Anna Portal
Strategic and solutions-oriented financial services leader with over 15 years of experience driving high-impact initiatives across regulatory compliance, risk management, capital markets, and financial advisory. Proven success in designing and implementing enterprise-level Risk Management and Governance Programs and leading regulatory readiness assessments with executive visibility. Recognized for translating complex regulatory requirements into actionable, business-aligned strategies while guiding cross-functional teams across lines of business, legal, risk, and technology. Deep expertise spans compliance technology innovation, operational risk governance, and financial oversight always with a focus on integrity, accountability, and measurable impact. A trusted partner to senior leadership with the ability to build credibility, influence decision-making, and align enterprise compliance initiatives with long-term business goals.
Experience
Compliance Manager
Apr 2026 — Present · Charlotte, NC, US
Education
Wake Forest University
MS, Accountancy
2008 — 2009
Wake Forest University
BS, Finance
2004 — 2008
Skills
- Volunteer Coordination
- Financial Risk
- Auditing
- Strategy
- Valuation
- Derivatives
- Financial Analysis
- Financial Services
- Global Regulatory Compliance
- Finance
- Internal Controls
- Analysis
- Banking
- Risk Management
- Corporate Finance
- Capital Markets
- Accounting
- Investments
- Fixed Income
- Data Analysis
- Securities
- Strategic Planning
- Enterprise Risk Management
- Internal Audit
- Program Development
- Management
- Financial Modeling
- Leadership Development
- Financial Accounting
- Equities
- Broker-Dealer
- Credit Risk
- Portfolio Management
- Project Management
- Financial Reporting
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