Anna Amato
Consultant, Compliance IA
- Role
- 2vp, Consultant, Compliance at Northern Trust Asset Management
- Location
- Chicago, IL, US
- LinkedIn followers
- 500 followers
About Anna Amato
I specialize in registered investment advisory services, with 10+ years of financial industry experience. My work is focused on market surveillance, policy drafting, Code of Ethics implementation and monitoring, and regulatory oversight functions and filings. Previously I worked at LGIMA as a Senior Compliance Analyst focusing on forensic testing/market surveillance, policy drafting, regulatory filings, and compliance training. Additionally, I worked as a Compliance Examiner for the National Futures Association (\"NFA\"), the commodities regulator within the US. Prior to my time at NFA I graduated from Bradley University with a B.S. in Finance, Cum Laude. Certified Fraud Examiner (ACFE)
Experience
2vp, Consultant, Compliance
Northern Trust Asset Management
Dec 2021 — Present · Chicago, IL, US
Education
Bradley University
Bachelors of Science, Finance
Skills
- Powerpoint
- Microsoft Excel
- Social Media
- Raiser's Edge
- Nonprofits
- Teamwork
- Customer Service
- Access
- Ticketmaster
- Adobe Acrobat
- Microsoft Office
- Public Speaking
- Program Management
- Editing
- Leadership
- Microsoft Word
- Budgets
- Finance
- Community Outreach
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