Anita Jones
Vice President, Compliance Officer, Electronic Surveillance.
- Role
- Compliance Officer - Vice President at Citi
- Location
- Buffalo, NY, US
- LinkedIn followers
- 500 followers
About Anita Jones
Experienced Senior Compliance Analyst with a proven track record in the financial services industry. Adept at managing compliance processes, ensuring regulatory adherence, and mitigating risks. Skilled in securities, trading, customer service, sales, and team leadership.
Experience
Compliance Officer - Vice President
Sep 2021 — Present · Getzville, NY, US
Electronic Communications Surveillance, monitoring electronic platforms within the firm to mitigate risks. Working closely with SEC, FINRA regulatory guidelines to capture data throughout the firms financial markets, and safeguard conduct risks.
Education
Medaille College
Bachelor’s Degree
Skills
- Life Insurance
- Finance
- Small Business
- Regulatory Compliance
- Nonprofits
- Insurance
- Time Management
- Healthcare
- Umbrella Insurance
- Underwriting
- Health Insurance
- Disability Insurance
- Loans
- Public Speaking
- Leadership
- Compliance
- Customer Service
- Management
- Networking
- Financial Services
- Financial Risk
- Sales
- Banking
- Stock Trading
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