Anish Yadav

Associate Director @ UBS | Risk Management, Compliance

Role: Associate Director at UBS
Location: Mumbai, IN
LinkedIn followers: 500 followers

General Business & ManagementView LinkedIn profile

About Anish Yadav

As an Associate Director at UBS, I lead a team of 30 analysts and associates in the Periodic KYC review and Client Onboarding team under Financial Crime Prevention for UBS WM US. I have over 12 years of experience in risk management, compliance, and financial crime prevention in the banking industry. I have a strong background in handling risk & controls governance framework, periodic reviews, and enhanced due diligence for wealth management under AML operational risk. I am passionate about ensuring the highest standards of integrity and compliance in the financial sector. I hold a Go-AKS KYC Specialist certification besides being a Post Graduate in Finance from IBS Mumbai and certifications in AMFI Series V A and Being a Good Mentor.

Experience

Associate Director
UBS
Mar 2023 — Present · Mumbai, IN
Established and led the Periodic KYC review team for UBS WM US, overseeing a team of 30 analysts/associates.• Successfully transitioned the end-to-end PKR process, ensuring compliance and efficiency in financial crime prevention.

Education

IBS Mumbai
PGPM
2011 — 2013

Contact information

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Current company

瑞银集团

Financial Services · 117K employees · Founded 1862

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland*. In June 2023, Credit Suisse became a UBS Group company. With our large and diverse team operating internationally, we have a presence in all major financial centers in more than 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.* * Our awards https://www.ubs.com/awards Social Media Legal Terms: http://www.ubs.com/social-legal

ubs.com

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