Anish Rajpuria

Vice President @Kroll

London, GB
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Jan 2024 — Present

Vice President @Kroll

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London, GB

Led delivery of regulatory projects across EMIR & ASIC regimes, including successful execution of EMIR Refit initiatives.•Provided real-time regulatory guidance to clients, enabling effective navigation of complex reporting requirements.•Developed tailored manuals, procedures, and templates to support clients through diverse reporting scenarios.•Delivered EMIR-focused training sessions internally and externally, enhancing regulatory understanding across teams.•Conducted completeness and accuracy assessments under MiFID, evaluating and strengthening client control frameworks.•Supported mid-sized banks in EMIR Refit readiness, including mapping updates, collateral reporting, UAT preparation, and go-live support.•Improved regulatory reporting compliance for EU/UK EMIR and ASIC regimes by reviewing impact analyses and identifying enhancement opportunities.•Advised large brokerage firms on EMIR reporting arrangements, including data reconciliation processes and documentation updates following structural changes.•Supported leading Asset management company in MiFIR compliance, managing daily exception handling, preparing TRUP reports for senior stakeholders, and producing monthly KPIs on data quality.•Conducted regulatory due diligence for a leading post-trade solution provider undergoing potential acquisition, assessing historical, current, and future service offerings and evaluating their regulatory impact on client

EDUCATION

N/A

University of Mumbai

Bachelor's degree, Business/Commerce, General

ABOUT ANISH RAJPURIA

Accomplished Vice President with 20+ years of comprehensive experience across financial…

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Anish Rajpuria — Vice President at Kroll in London, GB | Unifers