Anish Rajpuria
Vice President @Kroll
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WORK HISTORY
Vice President @Kroll
London, GB
Led delivery of regulatory projects across EMIR & ASIC regimes, including successful execution of EMIR Refit initiatives.•Provided real-time regulatory guidance to clients, enabling effective navigation of complex reporting requirements.•Developed tailored manuals, procedures, and templates to support clients through diverse reporting scenarios.•Delivered EMIR-focused training sessions internally and externally, enhancing regulatory understanding across teams.•Conducted completeness and accuracy assessments under MiFID, evaluating and strengthening client control frameworks.•Supported mid-sized banks in EMIR Refit readiness, including mapping updates, collateral reporting, UAT preparation, and go-live support.•Improved regulatory reporting compliance for EU/UK EMIR and ASIC regimes by reviewing impact analyses and identifying enhancement opportunities.•Advised large brokerage firms on EMIR reporting arrangements, including data reconciliation processes and documentation updates following structural changes.•Supported leading Asset management company in MiFIR compliance, managing daily exception handling, preparing TRUP reports for senior stakeholders, and producing monthly KPIs on data quality.•Conducted regulatory due diligence for a leading post-trade solution provider undergoing potential acquisition, assessing historical, current, and future service offerings and evaluating their regulatory impact on client
EDUCATION
University of Mumbai
Bachelor's degree, Business/Commerce, General
ABOUT ANISH RAJPURIA
Accomplished Vice President with 20+ years of comprehensive experience across financial…
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