Aniketh Upreti

About Aniketh Upreti

Experienced AML/KYC Professional with demonstrated history of working in Banking and Financial Services Industry for 7+ years. Additionally, received good numbers of Top Performer Awards and Champion Awards (Leadership, Innovation and Collaboration). Forward thinking and aware of current trends within the specified field.• Transactional Monitoring• NCA SAR filing• KYC & AML

Experience

1. Ba4(Assistant Manager)

   Barclays

   Feb 2025 — Present · Pune, IN

   Financial Crime and Risk Management(FCRM)To support Transaction Monitoring with investigating and reporting suspicious activity to the NCA when necessary. Monitor regulatory changes (AML-CFT, FATF) and ensure ongoing compliance with KYC, AML, and CTF programs, processes, and internal guidelines in accordance with applicable legal and regulatory requirements. To support day-to-day Transaction Monitoring with reviewing the cases, reviewing through AML expertise and assist MLRO in identifying, reporting suspicious activity to the relevant local authorities and regulators. Evaluate training effectiveness and update programs in line with regulatory changes and evolving AML/CFT risks. Analyze data received from client, accordingly schedule volume and daily error calls and discuss best practices with team to improve quality of work. Identifying and addressing issues and working through solutions. Record all the changes in the process and update SOP for the process. Prepare daily/monthly quality and production reports on the team’s performance and discussed the feedback with them by conducting one- o- one session. Ensuring the reviews are completed with the stipulated time frame (AHT) and in defined SLAs by the team. Publish attendance reports, incentive reports, critical error and other important reports on daily basis looping the leadership team for their visibility. Acting as SME for the team and responsible for conducting various training sessions, reviewing various updates in the policy and procedures, and developing the training material for the benefit of the large group. Management of issues and alerts arising from transition monitoring tests, including the investigation and resolution of each incident. Collaboration with teams across the bank to align and integrate Transaction Monitoring processes. Identification of areas for improvement and providing recommendations for change in Transaction Monitoring

Education

• Uttarakhand Open University

  Master of Business Administration - MBA, Finance, Marketing

• G. S. College of Commerce & Economics, Nagpur (Autonomous)

  Bachelor of Commerce - BCom, Business/Commerce, General

  2015 — 2018