Ania Charles
- Role
- Compliance Officer at Brown Advisory
- Location
- Baltimore, MD, US
- LinkedIn followers
- 500 followers
About Ania Charles
I am a result-driven leader with a comprehensive management background and excellent academic qualifications. My skill set encompasses a full spectrum of disciplines such as compliance administration, program development, strategic planning, research, and staff development. I am adept at developing policies, conducting investigations, and monitoring activities to ensure regulatory compliance. During my career, I have consistently exhibited leadership abilities in driving compliance operations, managing complex business projects, and overseeing key programs. I am also an articulate communicator, with expertise in training personnel and coordinating events. I am technically proficient in multiple software applications and research engines. I am also Lean Six Sigma certified. Connect with me today to acquire a better understanding of my skill set and to find out how I can help to bring your objectives into focus!
Experience
Compliance Officer
Jun 2025 — Present · Baltimore, MD, US
Administered the firm’s Code of Ethics compliance program, enhancing personal trading surveillance and onboarding processes. • Executed the Compliance Testing Program, identifying risk areas and improving compliance effectiveness. • Stayed abreast of evolving regulations, proactively adjusting policies to mitigate risks and ensure adherence.
Education
Lincoln University
BS
1991 — 1995
University of Phoenix
MA
2002 — 2004
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