Shivam Sharma
\"Regulatory Risk & Compliance Specialist | Expertise in RBI Compliance, PPI, NBFC, BBPS & Strategic Policy Implementation\"
- Role
- Regulatory Affairs Specialist at Tide
- Location
- New Delhi, DL, IN
- LinkedIn followers
- 500 followers
About Shivam Sharma
Regulatory Risk & Governance Professional with over 10 years of experience in…
Experience
Regulatory Affairs Specialist
Jul 2024 — Present · New Delhi, IN
Led 2LOD oversight of regulatory risks, licenses, DPDP/privacy, and compliance frameworks.* Managed regulatory reporting, interactions, and relationships, ensuring adherence to licensing and supervisory requirements.* Advised 1LOD and 2LOD on regulatory changes, assessing business and product impact.* Drove Horizon Scanning, communicating regulatory developments across risk and compliance teams.* Chaired the Regulatory Risk Working Group, preparing and presenting reports to the Risk & Compliance Committee.* Defined and monitored Regulatory Risk Appetite, KRIs, and metrics to strengthen risk governance.* Directed identification, monitoring, and mitigation of regulatory risk exposures with effective controls.* Supported internal investigations and incident management, including breach assessment and reporting.* Oversaw policies, procedures, and incident management frameworks, ensuring robust compliance controls.* Delivered compliance training programs and embedded a strong compliance culture across the organization.
Education
Indira Gandhi National Open University
B.com, Accounting and Finance
2009 — 2014
CCS (Chaudhary Charan Singh)University
Bachelor of Laws - LLB, Law
The Institute of Company Secretaries of India
CS, Legal Research and Advanced Professional Studies
2012 — 2018
The Chartered Governance Institute UK & Ireland
Chartered Governance Professional
Skills
- International Business Law
- Project Management
- Mis
- Microsoft Word
- Corporate Law
- Microsoft Office
- Microsoft Excel
- Powerpoint
- Finance
- Legal Compliance
- Due Diligence
- Research
- Company Secretarial Work
- Customer Service
- Corporate Governance
- Tax Law
- Tax
- Legal Issues
- Management
- Legal Advice
- Drafting Agreements
- Leadership
- English
- Company Law
- Mentoring
- Mergers & Acquisitions
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