Angela Abate
Director, Head of US Compliance Assurance
- Role
- Head of Us Compliance Assurance at HSBC
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Angela Abate
Dynamic risk and compliance leader with deep expertise in designing, building, and enhancing operational risk and compliance frameworks for financial institutions. Proven success in leading diverse, senior teams to drive effective risk management across both the first and second lines of defense, with a particular focus on regulatory compliance, obligation mapping, rules inventory, and controls oversight. Known for a resourceful, informed approach to problem solving and process improvement, consistently delivering innovative solutions under tight deadlines.
Experience
Head of Us Compliance Assurance
Apr 2022 — Present
Education
George Mason University
MBA, Finance
1994 — 2004
George Mason University – Costello College of Business
MBA, Finance
1994 — 2004
Skills
- Hedge Funds
- Aml
- Investment Banking
- Capital Markets
- Finra
- Securities
- Kyc
- Series 7
- Securities Regulation
- Prime Brokerage
- Financial Services
- Anti Money Laundering
- Derivatives
- Equities
- Risk Management
- Fixed Income
- Investments
- Operational Risk Management
- Trading
- Asset Management
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