Andrew Pfaff
- Role
- Managing Director, Compliance at Citi
- Location
- Garden City, NY, US
- LinkedIn followers
- 500 followers
About Andrew Pfaff
With over 30 years of experience in the financial services industry, I am a seasoned…
Experience
Managing Director, Compliance
Sep 2020 — Present
2023 - Present: Global Head of Compliance Testing for Institutional Clients Group (ICG). Responsible for Citi\'s global compliance testing programs for Investment Banking, Corporate Banking, Research, Global Markets, Treasury and Trade Solutions, Securities Services, ICG Operations & Technology. 20••••23: Global Head of Personal Trading and Outside Activities Compliance. Served as compliance risk manager for internal policies, procedures, and innovative technologies related to managing compliance risk in employee personal trading, private investments, outside directorships and outside business interests and other areas of firm-wide compliance.
Skills
- Ofac
- Risk Management
- Finra
- Securities
- Strategy
- Asset Management
- Business Strategy
- Anti Money Laundering
- Management
- Leadership
- Financial Services
- Project Management
- Aml
- Banking
- Investment Banking
- Hedge Funds
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