J. Andy Ingram
401(K) Consultant Investment & Retirement Advisor Private Wealth Manager @Capital Investment Companies
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WORK HISTORY
401(K) Consultant Investment & Retirement Advisor Private Wealth Manager @Capital Investment Companies
505 S Jefferson St. Suite C - Downtown Roanoke, VA, US
Company Info Capital Investment Companies is primarily comprised of Capital Investment Group, Inc, and Capital Investment Brokerage, Inc,(two FINRA /SIPC Members) and Capital Investment Advisory Services (an SEC registered Investment Advisor). Headquartered in Raleigh, N.C, for nearly 30 years, Capital Investment Companies has been one of the largest independent financial services firms in the Southeastern United States. With their affiliates and strategic partners, their “Ensemble Platform” within the firm offers a wide variety of financial services to Individuals, Institutions, Businesses and the CPA and Banking communities. Specialties Money Management, Investment Banking, Trust & Estate Services and Planning, Insurance Services, Qualified Plan Management (401(k) & Defined Contribution Plans), Foundation Asset Management Headquarters 100 East Six Forks Road, Ste. 200, Raleigh NC 27609 Website Type Privately Held Company Size 201-500 employees Founded 1984
EDUCATION
National Association of Plan Advisors
QPFC® CPFA™, Fiduciary Services
The American College
ChFC & CFP, Advanced Financial Planning
Roanoke College
BBA, Business Administration, Marketing, Statistics
Securities Training Corporation
Series 7 & 66, Investments and Securities
Cave Spring HS
Advanced Studies Diploma, Marketing
UCLA Anderson School of Management
C(k)P Certified 401(k) Plan Professional, Qualified Plan Consultancy and Advisory
fi360 - Global Fiduciary Standards of Excellence
AIF® - Accredited Investment Fiduciary, Prudent Practices for Investment Advisors, Stewards & Managers
ABOUT J. ANDY INGRAM
I HELP PEOPLE MAKE SMART FINANCIAL DECISIONS\" & \"I AM A RETIREMENT PLAN DISRUPTER\" My overall objective is to become a lifetime resource for my clients. My focus is two-fold: 1). 401(k)/ ERISA / Qualified Plan Consulting, Education, Training and Reform 2). Private Wealth Management for Individuals, Businesses and their Families As a 401(k) Consultant my focus is on helping businesses implement 401(k) Industry Best Practices, working within the structure of the 401(k) plan to provide not only ongoing plan advice and regular, systematic overview of all aspects of the plan structure from head-to-toe, but also offering individualized advice and assistance to 401(k) plan participants. In addition, through Capital Investment Advisory Services, I also offer 3(38) Fiduciary Guidance to plans, which is one of the highest levels of retirement plan oversight available. Further, I have a team in place that is at the forefront of ERISA, DOL/IRS Compliance. We have the blueprint, handed directly to us from the DOL to guide and reform your plan to be ready for that eventual audit. Our process enlightens, educates and reforms your plan to the Industry Best Practices in order to reduce the burdens on Business Owners and HR professionals. We will be your last call. My Private Wealth Management arm embodies \"holistic governance”. Financial conversations are approached much like a Counselor. Listening carefully to you, asking thought provoking questions that build a full understanding of your present position, and helping you determine courses of actions to realize core objectives that are important to you and your family or business. My back office staff and I work with High Net Worth Individuals, Business Owners, and Foundations to guide them with their specific objectives, including ongoing Global Portfolio Selection, overall Wealth Management, Retirement Income & Distribution Planning, Business Succession Planning and Risk Management.
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