Andrew Moore

About Andrew Moore

Experienced government auditing professional with over six years of demonstrated success utilizing strong analytical skills. Committed to providing leadership through strong customer service and interpersonal communication while collaborating with a team on simple and complex audits.

Experience

1. Senior Consultant - Internal Audit & Financial Advisory - Ia Process

   Protiviti

   Jul 2022 — Present · Cleveland, OH, US

   Led ongoing SOX compliance engagements for major publicly traded companies spanning the Consumer Products, Retail, and Manufacturing and Distribution sectors.• Conducted in-depth internal controls assessments, operational controls testing, and issue/finding validations across both SOX and broader regulatory frameworks, including FDIC regulations.• Designed, built, and evaluated comprehensive Risk and Control Matrices (RCMs) and refined client control narratives to establish robust process documentation for applicable SOX requirements.• Executed walkthroughs and rigorous testing of design and operating effectiveness to confirm client internal controls meet all regulatory and operational standards.• Managed complex projects by overseeing scope planning, budget updates, sample selection, data extraction, and coordinating all activities between external auditors and client management.• Served as the primary client contact for most engagements, including facilitating weekly status meetings with client personnel and external auditors to ensure clear, continuous communication between all appropriate parties.• Directed SOX testing initiatives for local clients with international subsidiaries, acting as the liaison for client personnel and overseeing first-line reviews across multiple global jurisdictions.• Supervised, trained, and supported staff, effectively delegating tasks, conducting thorough second-line reviews, and mentoring consultants and analysts in control testing methodologies.• Maintained hands-on experience with federal regulatory compliance, including auditing compliance with Federal requirements and validating corrective actions for Matters Requiring Attention (MRAs).• Audited critical functions for a large, regional financial institution, covering bank compliance, vendor management, and enterprise risk oversight, including transition validations for industry changes like LIBOR to SOFR.

Education

• Baldwin Wallace University

  Bachelor of Science (B.S.), Accounting

  2010 — 2015

• Baldwin Wallace University

  Masters in Business Administration, Accounting

  2013 — 2015

Skills

• Microsoft Excel
• Accounting
• Powerpoint
• Microsoft Office
• Microsoft Word
• Data Entry
• Time Management
• Peachtree
• Financial Analysis
• Political Science
• Current Affairs
• Public Relations
• Auditing
• Accounts Payable
• Sage Mas200
• Spss
• Accounts Receivable
• Crystal Reports
• Onbase
• Ellipse