Andrew J.
Compliance Management │ Risk Management │ Mitigation Strategy │ Relationship Management │ Process Improvement │ Policy Development │ Training and Education
- Role
- Vice President- Product Compliance Officer at Citi
- Location
- Tampa, FL, US
- LinkedIn followers
- 500 followers
About Andrew J.
Detail-oriented finance professional with excellent analytical and problem-solving skills. Proven ability to successfully manage complex projects from initiation through delivery; applying methodologies that enforce project standards and minimizing exposure and risks on projects. Experience creating standardized processes for national teams, executing complex business redesigns, and cross-functionally collaborating with internal and external stakeholders, vendors, and partners. Driver of product, process, and customer service improvements, while building partnerships with key decision makers at all levels.
Experience
Vice President- Product Compliance Officer
Jan 2023 — Present · Tampa, FL, US
Serve as the key compliance advisor to senior leadership (Business, Operations, Technology), providing strategic guidance and credible challenge to manage regulatory risk in product development and servicing proactively.• Led regulatory change management initiatives, translating new rules into clear business requirements and implementing enhanced policies, procedures, and controls to align with firm-wide standards.• Managed responses for regulatory exams and internal audits, serving as the primary liaison to ensure timely and complete information delivery for Deposit products (Banking, Custody, Escrow).• Leveraged compliance data and reporting to identify risk themes, monitor control effectiveness, and provide leadership with actionable insights on program status and remediation progress.
Education
Nova Southeastern University
Master of Business Administration (M.B.A.), Finance
2015 — 2018
University of Florida
Bachelor's Degree, Criminology
2010 — 2014
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