Andrew Amand

Experience

1. Trade Practice Investigator

   CME Group

   Jun 2024 — Present · Chicago, IL, US

   Performed timely program reviews to detect trade practice rule infractions such as prearranged trading, prohibited use of account change, acting on non-public order information and/or violating the priority of customer orders, and failing to comply with reporting and/or recordkeeping requirements- Developed a sound understanding of market fundamentals, trade practices, and investigation/surveillance techniques- Routinely worked with large datasets, analytical tools, and statistical modeling to produce a variety of written reports, memoranda, and discovery- Evaluated complaints from market participants and conducted independent research, both ad hoc and structured, for evidence of potential rule violations- Conducted comprehensive investigations (i.e, cases) into the potential trade practice rule violations identified through program, complaint, and research reviews- Took recorded statements from case subjects and witnesses for investigations.Communicated the results of analyses and recommended the appropriate disposition to Investigations management- Produced concise, but thorough argumentative reports for a select audience, including Investigations management and Enforcement counsel as appropriate.

Education

• Michigan State University

  Bachelor's degree, Economics

• DePaul University College of Law

  Juris Doctor, Law